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Vice President Compliance Jobs in United States

Compliance - Surveillance Lead (Wealth Management Trade Surveillance) - Vice President

JPMorgan Chase - Jersey City, New Jersey
Corporate Vice President, Group Insurance Compliance Manager

New York Life Insurance Company - New York, New York
Compliance - Technology Operational Risk Management Lead - Vice President

JPMorgan Chase - Plano, Texas
Compliance - Surveillance Lead (Wealth Management Trade Surveillance) - Vice President

JPMorgan Chase - Jersey City, New Jersey
Vice President - Compliance, Monitoring and Testing Data Analytics and Reporting - TDS

TD Bank - New York, New York
Vice President - Compliance Risk Assessment and Data Analytics

TD Bank - New York, New York
Vice President, Compliance Monitoring and Testing - TD Securities

TD Bank - New York, New York
Compliance - Surveillance Lead - Vice President

JPMorgan Chase - Jersey City, New Jersey
Quantitative Analyst, Compliance Trade Surveillance Model Tuning & Predictive Analytics (Vice President)

TD Bank - New York, New York
Compliance - Technology Operational Risk Management Lead - Vice President

JPMorgan Chase - Jersey City, New Jersey
CCOR - Surveillance Lead (Compliance - Fixed Income Trade Surveillance) - Vice President

JPMorgan Chase - Jersey City, New Jersey
Compliance Program and Practices, Vice President

MUFG - Tempe, Arizona
Global Financial Crimes Compliance Testing, Vice President

MUFG - Irving, Texas
Compliance Risk Management Lead - Vice President

JPMorgan Chase - New York, New York
Vice President (Legal & Compliance Department)

Bank of China - New York, New York
Compliance- Salt Lake City- Vice President, Financial Crime

GOLDMAN, SACHS & CO. - SALT LAKE CITY, Utah
Vice President, Compliance & Control I

BNY Mellon - Pittsburgh, Pennsylvania
Compliance, Regulatory Inventory Traceability, Vice President

Goldman Sachs & Company - New York, New York

Compliance, Asset Management Alternatives Compliance, Vice President

Goldman Sachs & Company - New York, New York
Vice President, Compliance Consulting

Kroll, LLC - New York, New York
Vice President, Compliance Consulting

Kroll, LLC - New York, New York
Compliance Risk Management Lead - Vice President

JPMorgan Chase - Newark, Delaware
Compliance, Federation Compliance, Vice President, New York

Goldman Sachs & Company - New York, New York
Vice President, Compliance Monitoring & Testing-SMBC Nikko Securities

SMBC - Jersey City, New Jersey
Vice President, Financial Crimes Compliance Auditor

BNY Mellon - Pittsburgh, Pennsylvania
Vice President, Ethics and Compliance

Balfour Beatty Investments - Malvern, Pennsylvania
Vice President, Compliance

Nvent Management Company - St. Louis Park, Minnesota
Vice President, Compliance

nVent - St Louis Park, Minnesota
Market Data Content and Compliance Specialist - Vice President

SMBC - White Plains, New York
Vice President, Compliance

Thomson Reuters Holdings Inc. - Eagan, Minnesota
Vice President, Broker-Dealer Compliance

BNY Mellon - Pittsburgh, Pennsylvania
Vice President, Regulatory Reporting & Compliance (Delaware)

BlackRock - Wilmington, Delaware
Global Corporate & Investment Banking – Compliance Officer, Vice President

MUFG - Tempe, Arizona
Global Corporate & Investment Banking – Compliance Officer, Vice President

MUFG - Irving, Texas
Vice President, Safety & Compliance

AIRGAS USA, LLC - Toledo, Ohio
Investigations, Compliance & Privacy Senior Vice President

AlixPartners, LLP - New York, New York

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