Easter Seals Jobs

Global Banking and Markets Operations, FICC and Equities Operations, Policy and Quality Analytics, Associate, Salt Lake City Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that enables business to flow. The Operations business partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm's assets and its reputation. Operations span all product lines and markets. Global Banking and Markets - FICC and Equities Operations provides client onboarding support, post-trade transaction services and post-trade portfolio services for the Markets business. Our Client Coverage Group manages key client relationships to enhance the client experience front to back. We support the FICC and Equities businesses to develop and deliver new products, services, and markets.

YOUR IMPACT Client Onboarding - Policy and Quality Analytics (PQA) is looking for a self-starter to join our Salt Lake City team. The PQA team manages the control framework and oversight of a broad spectrum of firm policies that impact client onboarding teams.  PQA works closely with Legal, Compliance, Operations and Technology teams to ensure successful implementation of policy and control oversight to meet regulatory obligations.  The team is heavily involved in the Audit process and partners with various Client Onboarding (COB) teams, Financial Crime Compliance and Internal Audit to conduct quality assurance testing and to help facilitate audit inspections. The Policy and Quality Analytics role provides an opportunity for a dynamic and risk-aware individual to take part in shaping and ensuring compliance with Client Onboarding's control framework related to a broad spectrum of firm policies, including but not limited to Know-Your-Client, Financial Regulatory Reform, and Customer Due Diligence.  The role is part of a global team responsible for overseeing aspects of policy implementation, quality assurance and audit facilitation for COB. The successful candidate will be able to exercise independent judgment, discretion and decision-making. OUR IMPACT The Client Onboarding (COB) team within Global Banking and Markets supports account opening, maintenance and client data quality management for institutional clients. The work COB performs is critical and must adhere to strict regulatory and policy requirements as this function has material impact on downstream functions (trade processing, regulatory and tax reporting, Anti-Money Laundering monitoring among others) across a wide range of business areas and products. COB partners with key stakeholders (Business and Compliance) to onboard new clients with a focus on efficiency, control, and excellent client service. Policy and Quality Analytics serves as a key oversight function within Client Onboarding. HOW YOU WILL FULFILL YOUR POTENTIAL In this role, you will be expected to use critical thinking to balance tight control requirements with the service demands of our internal clients. Key responsibilities being: * Conduct quality assurance testing to ensure adherence to firm policies and regulations * Support on-going projects and initiatives including new regulatory requirements and new business markets * Interact with a global team across different regions * Partner with Compliance and Legal to implement new and updated policies to satisfy regulatory obligations * Regularly interact with Compliance, Legal and... For full info follow application link.

The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.

#F inanceBanking