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POSITION TITLE: BSA Compliance Officer DEPARTMENT: Compliance SALARY: DOQ POSTING DATE: 1/3/25-1/24/25

GENERAL DESCRIPTION: The Title 31 Compliance Officer ensures that Spirit Lake Casino complies with all applicable federal, state, and tribal regulations related to anti-money laundering (AML) and Title 31 of the Bank Secrecy Act (BSA). This position plays a critical role in preventing illicit financial activities by developing, implementing, and monitoring AML programs, conducting training, and ensuring timely reporting and record-keeping.

ESSENTIAL JOB FUNCTIONS: The list that follows is not intended to be comprehensive: it is intended to provide a representative summary of the major duties and responsibilities. Employee will be required to follow any other job-related instructions and to perform any other duties requested by his or her supervisor. Develop, implement, and maintain the casinos Title 31 compliance and AML programs. Conduct regular risk assessments to identify vulnerabilities in operations and recommend mitigating measures. Ensure the casino remains compliant with all Title 31 and AML requirements, including Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs). Monitor transactions for suspicious activity and ensure accurate and timely reporting of CTRs and SARs to the Financial Crimes Enforcement Network (FinCEN). Maintain and update required records in compliance with retention policies. Conduct periodic audits to ensure adherence to internal and external compliance standards. Develop and deliver training programs to staff on Title 31 and AML compliance requirements. Promote a culture of compliance and ensure all employees understand their reporting obligations. Communicate with regulatory agencies, auditors, and law enforcement as needed. Work closely with department heads, legal counsel, and external advisors to address compliance matters. Draft and revise compliance policies, procedures, and controls to align with evolving regulations and industry standards. Ensure the casinos AML program is reviewed and updated at least annually. Investigate and document incidents of non-compliance or unusual activity. Recommend corrective actions and ensure follow-up implementation. Other duties as may be assigned.

QUALIFICATIONS: Two-year degree in Finance, Criminal Justice or Business preferred. (Or relatable Field) Minimum of 3-5 years in compliance, auditing, or AML roles, preferably in the casino or gaming industry. Familiarity with Title 31, BSA, and AML regulations. Strong analytical and investigative skills. Proficiency in compliance software and data analysis tools. Excellent communication and interpersonal skills. High attention to detail and ability to handle confidential information responsibly. Certifications: CAMS (Certified Anti-Money Laundering Specialist) or similar certification preferred. Commitment to staying updated on regulatory changes and industry best practices. Must be able to obtain and maintain a gaming license per regulatory requirements.

EMPLOYMENT STATUS: Permanent, full-time position. Salary: DOQ Includes full benefits, health insurance, retirement and personal time off. Tribal and Indian preference apply.