Easter Seals Jobs

Job Description

We are seeking a highly skilled Senior Associate to join our team and assist in executing audits with a focus on consumer compliance. The ideal candidate will also perform validation work related to process enhancements in areas such as issues management, complaint handling, reporting, and escalation, primarily in the consumer space.

Key Responsibilities:

1. Conduct comprehensive audits focusing on consumer compliance and compliance management systems

2. Perform validation work on process enhancements related to:

o Issues management

o Complaint handling

o Reporting and escalation procedures

3. Assess and evaluate risk management practices, including risk assessments and monitoring and testing procedures

4. Review and analyze compliance processes for credit card and deposit account products

5. Prepare detailed audit reports and present findings to stakeholders

6. Collaborate with cross-functional teams to implement improvements based on audit results

7. Stay current with relevant regulations and industry best practices in consumer compliance

We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to HR@insightglobal.com .

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Skills and Requirements

3+ years of experience in consumer compliance, auditing, or related roles within the financial services industry

 In-depth knowledge of consumer protection laws and regulations, particularly those related to credit cards and deposit accounts

 Strong understanding of compliance management systems and risk assessment methodologies

 Ability to work independently and collaboratively in a fast-paced environment

 Bachelor's degree in Business, Finance, Accounting, or related field Experience within a US Top 50 Bank (Wells Fargo, JP Morgan Chase, Bank of America etc)

 Master's degree in Business Administration, Finance, or related field

 Professional certifications such as CRCM (Certified Regulatory Compliance Manager) or CCEP (Certified Compliance & Ethics Professional), CPA, CIA, CISA, etc

 Experience with audit software and data analytics tools

 Knowledge of emerging technologies and their impact on compliance in the financial services industry

 Excellent analytical and problem-solving skills

 Superior written and verbal communication skills

 Proficiency in Microsoft Office suite, with advanced Excel skills null

We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal employment opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment without regard to race, color, ethnicity, religion,sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military oruniformed service member status, or any other status or characteristic protected by applicable laws, regulations, andordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or the recruiting process, please send a request to HR@insightglobal.com.