Easter Seals Jobs

We have an exciting opportunity as a Sr. Compliance Analyst at Ameriprise! In this role, you will perform Compliance monitoring reviews covering a variety of regulatory topics and perform oversight of internal operations and outsourced providers to our global investment management businesses. Come apply today! Key Responsibilities Conducting regional and global Compliance testing and monitoring reviews in collaboration with both US and EMEA based Compliance Monitoring team colleagues Performing ongoing internal and external service provider monitoring tasks Provide compliance advisory support to assigned business areas Supporting formal due diligence reviews of material third party service providers Ownership/performance of ongoing monitoring tasks as part of the program of continuous assurance work, including ongoing third-party oversight Creating management reporting/information Assisting with ad-hoc Compliance tasks and project work as required Required Qualifications Bachelor's degree or equivalent (4-years) 2+ years' experience in the Asset Management industry Ability to build and develop working knowledge of applicable Industry regulations. Strong verbal and written communication skills. Ability to manage a number of responsibilities simultaneously and prioritize tasks effectively Ability to collaborate, communicate, and influence across different levels of an organization. Negotiation, decision making and problem-solving skills. Preferred Qualifications Familiarity with US Federal Securities Laws (e.g., Investment Company Act of 1940) Experience with conducting Compliance monitoring, audit or similar testing or assurance work in the financial services industry Ability to quickly learn new software and create effective communications in Word, Excel, and PowerPoint