Job Information
First Internet Bank of Indiana Regulatory Compliance Specialist II in Fishers, Indiana
About the Position:
As the Regulatory Compliance Specialist II, you will coordinate and execute risk-based regulatory compliance monitoring reviews and advisory support across all lines of business including Fintech Partnership in order to evaluate and ensure appropriate compliance with all applicable federal and state banking laws and regulations. Your role will be critical to maintaining appropriate compliance risk tolerances within the organization and in testing controls in place to mitigate identified risks.
What You Will Do:
- Coordinate, implement, and execute risk-based regulatory compliance monitoring reviews across the organization in accordance with the Bank's Compliance Management Program
- Develop and enhance monitoring and testing programs based on regulatory and strategy expectations
- Perform compliance reviews for regulatory compliance and provide written documentation of outcomes
- Responsible for maintaining Issues management trackers
- Assist in Risk Assessments and control identifications
- Assist in alignment of testing schedule to risk assessment outcomes
- Identify and troubleshoot gaps in processes with Fintech partners
- Assist in Fair Lending Reviews and testing
- Assist in CRA, HDMA, and Dodd-Frank Rule 1071 reporting reviews/validations for annual filing
- Perform compliance reviews for marketing and promotional materials
- Provide guidance and support for day-to-day compliance related issues
- Participates in various compliance-related committees, audits and examinations
- Develop and manage strong working relationships with business units
- Assist in keeping the Bank current with the regulatory environment and expectations through research and discussions with peers, seminars, webinars, roundtables, law firms, bankers associations, etc.
- Develop and assist in implementation of new regulations and identification of necessary controls
- Analyze and implement changes and enhancements to the assigned programs based on new and changed regulations, guidance, enforcement actions and industry trends
- Assist in developing reports for senior management to include Key Risk Indicators (KRIs)
- Perform other duties as assigned
What Were Looking For:
A minimum five years of Bank or Credit Union experience with at least three years in a compliance responsible role with exposure to multiple regulations
Experience in analyzing data and summarizing conclusions
In-depth experience with multiple banking regulations required.
Highly proficient in MS Excel required.
Experience with researching complex issues and developing solutions
Ability to organize, direct,
